samtools-bam-processing

samtools — SAM/BAM/CRAM Alignment Toolkit

Overview

samtools is the standard command-line toolkit for processing sequence alignment files in SAM, BAM, and CRAM formats. It handles the complete alignment file lifecycle: format conversion, coordinate sorting, index creation, quality control statistics, read filtering, duplicate marking, and multi-file merging. samtools is a near-universal component of NGS pipelines between alignment (STAR, BWA) and downstream analysis (variant calling, peak calling, coverage).

When to Use

• Sorting BAM files by coordinate after alignment (required before indexing)
• Indexing sorted BAM files for random access and region queries
• Converting between SAM, BAM, and CRAM formats to save storage
• Generating alignment QC metrics: mapping rates, insert sizes, per-chromosome stats
• Filtering reads by mapping quality, FLAG bits, or genomic regions
• Marking or removing PCR duplicates before variant calling
• Merging multiple BAM files from different lanes or samples
• Calculating per-base depth or coverage breadth for target regions
• Use pysam instead for Python-native BAM manipulation in custom scripts
• Use deeptools bamCoverage instead when you need normalized bigWig coverage tracks
• Use mosdepth instead for whole-genome per-base depth (faster, parallelized)

Prerequisites

• Installation: samtools 1.17+ recommended
• Input requirements: SAM/BAM/CRAM files; CRAM requires FASTA reference
• Companion tools: samtools faidx for FASTA indexing; samtools sort before samtools index

Check before installing: The tool may already be available in the current environment (e.g., inside a pixi / conda env). Run command -v samtools first and skip the install commands below if it returns a path. When running inside a pixi project, invoke the tool via pixi run samtools rather than bare samtools.

# Bioconda (recommended)
conda install -c bioconda samtools

# Homebrew (macOS)
brew install samtools

# Verify
samtools --version | head -1

Quick Start

# Typical post-alignment workflow: sort → index → QC
samtools sort -@ 8 -o sorted.bam input.bam
samtools index sorted.bam
samtools flagstat sorted.bam

Core API

Module 1: BAM/SAM I/O and Format Conversion

Convert between SAM/BAM/CRAM formats and extract subsets.

# SAM → BAM (saves ~75% disk space)
samtools view -b -h input.sam -o output.bam

# BAM → CRAM (saves additional 40-50%)
samtools view -C -T reference.fa input.bam -o output.cram

# Filter: mapping quality ≥20, exclude unmapped (-F 4)
samtools view -q 20 -F 4 input.bam -o filtered.bam

# Extract specific region (requires index)
samtools view -h sorted.bam "chr1:1000000-2000000" -o region.bam

# Count reads matching filter
samtools view -c -F 4 input.bam
# Output: 45231923 (number of mapped reads)

# Extract reads as FASTQ (for realignment or de novo assembly)
samtools fastq -@ 4 -1 R1.fastq.gz -2 R2.fastq.gz -0 unpaired.fastq.gz input.bam

# Extract reads as FASTA
samtools fasta input.bam > reads.fasta

# Filter by read group
samtools view -r SAMPLE_001 multi_rg.bam -o sample001.bam

Module 2: Sorting and Indexing

Organize BAM files for efficient random access.

# Sort by coordinate (required before indexing)
samtools sort -@ 8 -m 2G input.bam -o sorted.bam

# Sort by read name (required for fixmate/markdup)
samtools sort -n -@ 8 input.bam -o namesorted.bam

# Index sorted BAM (creates sorted.bam.bai)
samtools index sorted.bam

# For chromosomes > 512 Mbp: use CSI index instead
samtools index -c sorted.bam

# Group reads by name (fast, for fixmate — no full sort needed)
samtools collate -o collated.bam input.bam

Module 3: Quality Control and Statistics

Generate alignment QC metrics and coverage reports.

# Quick summary: total, mapped, paired, properly paired
samtools flagstat sorted.bam
# Example output:
# 50000000 + 0 in total (QC-passed reads + QC-failed reads)
# 48523111 + 0 mapped (97.05% : N/A)
# 50000000 + 0 paired in sequencing
# 48490234 + 0 properly paired (96.98% : N/A)

# Per-chromosome mapped/unmapped read counts
samtools idxstats sorted.bam
# chr1  248956422  12345678  0
# chr2  242193529  11234567  0

# Comprehensive stats (insert sizes, GC content, base quality)
samtools stats -r reference.fa sorted.bam > full_stats.txt
grep "^SN" full_stats.txt | cut -f2,3  # Summary Numbers only

# Coverage report (min/max/mean per region/chromosome)
samtools coverage sorted.bam

# Per-base read depth for specific regions
samtools depth -b target_regions.bed sorted.bam > depth.txt
# Output: chr  pos  depth (e.g., chr1  1000  45)

# Statistics split by read group
samtools stats -S RG sorted.bam > per_rg_stats.txt

Module 4: Read Filtering and FLAG Operations

Filter reads using SAM FLAG bits for specific subsets.

# FLAG reference — common masks:
# 1    = paired         4  = unmapped
# 2    = proper pair    8  = mate unmapped
# 16   = reverse strand 64 = R1 (first in pair)
# 128  = R2             256= secondary alignment
# 1024 = PCR duplicate  2048= supplementary

# Extract properly paired, mapped reads (FLAG 2 set, 4 unset)
samtools view -f 2 -F 4 sorted.bam -o proper_pairs.bam

# Extract R1 reads only
samtools view -f 64 sorted.bam -o R1.bam

# Remove secondary and supplementary alignments
samtools view -F 2304 sorted.bam -o primary.bam

# Extract reads from BED file regions
samtools view -L regions.bed -b sorted.bam -o regions.bam

Module 5: Duplicate Handling

Mark or remove PCR duplicates before variant calling.

# Full duplicate marking workflow (collate → fixmate → sort → markdup)
samtools collate -@ 8 -o collated.bam input.bam
samtools fixmate -m -@ 8 collated.bam fixmated.bam
samtools sort -@ 8 -o sorted.bam fixmated.bam
samtools markdup -@ 8 sorted.bam marked.bam
samtools index marked.bam

# Check duplication rate
samtools flagstat marked.bam | grep "duplicates"
# Output: 2345678 + 0 duplicates (4.83%)

# NovaSeq optical duplicate detection (2500 pixel distance)
samtools markdup -d 2500 sorted.bam marked_novaseq.bam

# Remove duplicates instead of marking
samtools markdup -r sorted.bam deduped.bam

# Get duplication stats without writing output
samtools markdup -s sorted.bam /dev/null

Module 6: Multi-file Operations and Region Analysis

Merge BAM files and perform region-level analysis.

# Merge multiple BAM files (all must be sorted)
samtools merge -@ 8 merged.bam lane1.bam lane2.bam lane3.bam

# Merge files listed in a text file (one per line)
samtools merge -b bam_list.txt -@ 8 merged.bam

# Merge with read group tags from filenames
samtools merge -r merged.bam sample1.bam sample2.bam

# Extract specific chromosome region from merged output
samtools view -h merged.bam chr1 -b -o chr1.bam

Key Concepts

SAM FLAG Bits

FLAGS encode read properties as a sum of bit values. Common filtering patterns:

| Common Filter | -f (require) | -F (exclude) | Selects | |---------------|----------------|----------------|---------| | Mapped reads | — | 4 | All aligned reads | | Proper pairs | 2 | — | Properly paired, both mapped | | Unique primary | — | 2308 | No secondary/supplementary/duplicate | | R1 only | 64 | — | First-in-pair reads | | Unmapped | 4 | — | Failed to align |

CRAM vs BAM vs SAM

| Format | Size | Speed | Requires | |--------|------|-------|---------| | SAM | ~10× BAM | Slow I/O | Nothing | | BAM | 1× | Fast | .bai index for random access | | CRAM | ~0.6× BAM | Slightly slower | Reference FASTA + index |

Use CRAM for long-term storage; BAM for active analysis.

Common Workflows

Workflow 1: Post-Alignment QC and Preparation

Goal: Convert aligner output to analysis-ready BAM with QC metrics.

#!/bin/bash
SAMPLE="sample_001"
REF="reference.fa"
THREADS=8

# 1. Sort and index (aligner often outputs unsorted SAM/BAM)
samtools sort -@ $THREADS -o ${SAMPLE}.sorted.bam